A rigorous 36-question, 8-dimension self-assessment mapped directly to SCB regulatory expectations under the SIA 2024, Investment Funds Act 2019, DARE Act 2024, and FCSPA 2020 — cross-referenced with ISO/IEC 42001 and the NIST AI RMF.

✔ Mapped to SIA 2024, IFA 2019, DARE Act 2024 & FCSPA 2020

✔ Covers boutique investment managers, securities dealers, digital asset businesses, fund administrators, trust & fiduciary providers, family offices, and FCSPs

✔ Includes SCB Examination Preparation Checklist and ISO/NIST crosswalk

✔ Score bands from Critical Gap (0–25) to Mature (76–100) with SCB-specific regulatory implications and 3-step action plans

✔ 27 pages — instant digital download — complete in 60–90 minutes

Ideal for: Boutique investment managers, family offices, wealth managers, fund administrators, trust & fiduciary providers, offshore banks, law firms and digital asset businesses.

The SCB's supervisory posture is shifting.

Technology risk, model governance, and operational resilience are active examination themes under the Securities Industry Act 2024. Digital asset businesses face heightened scrutiny under DARE Act 2024. FCSPs are under the FCSPA 2020.

If you cannot point to a board resolution acknowledging AI risk, a named AI governance owner, a documented model inventory, and a vendor due diligence process, your regulator will find those gaps before you do.

✅ 36 scored questions across 8 governance dimensions

✅ Mapped to SIA 2024, Investment Funds Act 2019, DARE Act 2024, and FCSPA 2020

✅ Covers every licence type: investment managers, securities dealers, fund administrators, digital asset businesses, trust & fiduciary providers, family offices, and FCSPs

✅ Cross-referenced with ISO/IEC 42001 and NIST AI RMF

✅ SCB Examination Preparation Checklist included

✅ Score bands with SCB-specific regulatory implications and 3-step action plans

✅ 60–90 minutes. One sitting. Complete clarity.

This is not a generic AI checklist. Every question maps to a specific SCB legislative reference under the applicable Act for your firm type. Every scoring criterion reflects what SCB examiners are looking for.

Score below 51? Element Global Advisory is available to build your complete AI governance framework and position your firm for SCB examination readiness, from diagnostic to full framework build.